SEC Form 4 · accession 0001225208-15-011295
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Michael Kane
Officer — Executive VP, Chief HR Officer
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 1, 2015 | M | 1,963 | $0.00 | A | 3,798 | D | |
| Class A Common Stock | May 1, 2015 | F | 727 | $117.19 | D | 3,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 1, 2015 | M | 1,175 | D | — | — | Class A Common Stock | 1,175 | 2,350 | D |
| Restricted Stock UnitsF1,F3 | — | May 1, 2015 | M | 788 | D | May 1, 2015 | — | Class A Common Stock | 788 | 2,362 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2Includes shares of Class A Common Stock acquired in July 2014 and January 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
- F3The restricted stock units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.