SEC Form 4 · accession 0001225208-15-009522
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary M Stern
10% Owner
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Apr 1, 2015 | J | 1,920,188 | $0.00 | A | 1,920,188 | I | by A&Z 2015 Business Holdings LP |
| Class A Common StockF2,F5 | Mar 31, 2015 | G | 768 | $0.00 | A | 768 | I | by MLR&R |
| Class A Common Stock | holding | — | — | — | 106,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF2,F3,F6 | — | Apr 1, 2015 | J | 8,012,712 | A | — | — | Class A Common Stock | 8,012,712 | 8,012,712 | I |
| Class B (convertible) Common StockF2,F5,F6 | — | Mar 31, 2015 | G | 667,368 | A | — | — | Class A Common Stock | 667,368 | 667,368 | I |
Explanation of responses
- F1On April 1, 2015, a trust of which the reporting person is the discretionary beneficiary contributed its general partner interests in CWC Partnership I and CWC Partnership II to A&Z Holdings (defined below) and another trust of which the reporting person is a discretionary beneficiary contributed 1,350,000 shares of Class B Common Stock to A&Z Holdings. Share amounts also include shares held directly by MLR&R (defined below).
- F2Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F3A&Z 2015 Business Holdings LP ("A&Z Holdings") is a limited partnership and its general partner is A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management owns a .025% interest in A&Z Holdings. The reporting person indirectly holds limited partnership interests in A&Z Holdings and is a member of A&Z Management.
- F4Distribution to the reporting person from a trust of a .01% general partner interest in MLR&R (defined below).
- F5M,L,R&R ("MLR&R") is a general partnership of which the reporting person is a general partner, and in which the reporting person has a pecuniary interest. The reporting person is a limited partner of A&Z Holdings, and a member of its general partner, A&Z Management. A&Z Holdings is also a general partner of MLR&R.
- F6Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
Remarks
poastern.txt