SEC Form 4 · accession 0001225208-15-002582
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F. Hackett
Officer — Exec VP & Pres., Beer Div.
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 29, 2015 | M | 18,400 | $27.235 | A | 46,136 | D | |
| Class A Common Stock | Jan 29, 2015 | S | 18,400 | $111.30 | D | 27,736 | D | |
| Class A Common StockF2 | holding | — | — | — | 800 | I | by trust for daughter | |
| Class A Common StockF3 | holding | — | — | — | 800 | I | by trust for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $27.235 | Jan 29, 2015 | M | 18,400 | D | — | Apr 7, 2015 | Class A Common Stock | 18,400 | 10,000 | D |
Explanation of responses
- F1Includes shares of Class A Common Stock acquired in July 2014 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
- F2These shares are held in a trust for the benefit of the reporting person's daughter, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3These shares are held in a trust for the benefit of the reporting person's son, for which the reporting person is co-trustee. The reporting person disclaims beneficial ownership with respect to these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4100% of this option has become exercisable.