SEC Form 4 · accession 0001225208-15-001512
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mullin
Officer — Exec. VP & Gen. Counsel
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 14, 2015 | M | 38,000 | $27.235 | A | 103,947 | D | |
| Class A Common StockF1 | Jan 14, 2015 | S | 38,000 | $107.0882 | D | 65,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $27.235 | Jan 14, 2015 | M | 38,000 | D | — | Apr 7, 2015 | Class A Common Stock | 38,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $106.965 to $107.2300, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2100% of this option has become exercisable.