SEC Form 4 · accession 0000950103-26-012947
Nu Holdings Ltd. · NU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cristina Helena Zingaretti Junqueira
Officer — US CEO & Chief Growth Officer
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 7:10 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001691493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary shares ("Class A Shares")F4 | Aug 24, 2026 | S | 25,000 | $15.00 | D | 4,902,593 | I | By Family Trust |
| Class A SharesF2,F3 | Aug 25, 2026 | S | 65,000 | $14.7147 | D | 2,542,083 | D | |
| Class A SharesF4 | holding | — | — | — | 2,312,338 | I | By Family Trust | |
| Class A SharesF4 | holding | — | — | — | 490,899 | I | By Family Trust | |
| Class A SharesF4 | holding | — | — | — | 1,539,000 | I | By Estate Planning Vehicle |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2026.
- F2The price reported in Column 4 is a weighted average price. These Class A Shares were sold in multiple transactions at prices ranging from $14.71 to $14.725, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3Figure includes 1,244,496 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.