SEC Form 4 · accession 0000950103-26-012570
Nu Holdings Ltd. · NU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henrique Camossa Saldanha Fragelli
Officer — Chief Risk Officer
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 4:33 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001691493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary shares ("Class A Shares")F1,F2 | Aug 14, 2026 | S | 221,707 | $15.8102 | D | 979,446 | D | |
| Class A SharesF3 | holding | — | — | — | 3,450,000 | I | By HFRN Investments Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.7000 to $16.0000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Figure includes 949,340 Class A Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.