SEC Form 4 · accession 0000950103-26-012218
Nu Holdings Ltd. · NU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Leone
Director
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 9:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001691493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary shares ("Class A Shares")F1 | Aug 7, 2026 | A | 25,290 | $0.00 | A | 198,865 | D | |
| Class A SharesF2 | holding | — | — | — | 27,753,845 | I | By Family Trust | |
| Class A SharesF2 | holding | — | — | — | 1,740,390 | I | By Family Limited Partnerships |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Figure includes 25,290 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.