SEC Form 4 · accession 0000950103-26-011221
Nu Holdings Ltd. · NU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henrique Camossa Saldanha Fragelli
Officer — Chief Risk Officer
Period of report
Jul 23, 2026
Accepted (ET)
Jul 27, 2026 · 6:56 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001691493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary shares ("Class A Shares")F1 | Jul 23, 2026 | F | 13,496 | $13.39 | D | 1,201,153 | D | |
| Class A SharesF2 | holding | — | — | — | 3,450,000 | I | By HFRN Investments Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Figure includes 949,340 Class A Ordinary Shares underlying unvested Restricted Share Units (RSUs) associated with prior grant(s). Each RSU represents a contingent right to receive one Class A Ordinary share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.