SEC Form 4 · accession 0001493152-26-026976
FinVolution Group · FINV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tiezheng Li
Officer — Chief Executive Officer · Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 7:23 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001691445
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Jun 1, 2026 | M | 697,070 | $0.00 | A | 4,945,440 | D | |
| Class A Ordinary SharesF1,F3 | Jun 2, 2026 | F | 328,770 | $1.05 | D | 4,616,670 | D | |
| Class A Ordinary SharesF1,F4 | holding | — | — | — | 7,719,350 | I | Happyariel Holding Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF5,F6 | — | Jun 1, 2026 | A | 697,070 | A | — | — | Class A ordinary shares | 697,070 | 3,269,370 | D |
| Restricted Share UnitsF5,F6 | — | Jun 1, 2026 | M | 697,070 | D | — | — | Class A ordinary shares | 697,070 | 2,572,300 | D |
Explanation of responses
- F1The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
- F2Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on June 1, 2026.
- F3The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
- F4Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited.
- F5Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
- F6The RSUs vested on June 1, 2026 and have no expiration date.