SEC Form 4 · accession 0001567619-18-006520
PCSB Financial Corp · PCSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Nogles
Officer — Executive VP and CFO
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | A | 72,660 | $0.00 | A | 72,660 | D | |
| Common Stock | holding | — | — | — | 6,500 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 18,497 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,435 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $19.40 | Nov 14, 2018 | A | 181,651 | A | Nov 14, 2019 | Nov 14, 2028 | Common Stock | 181,651 | 181,651 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on November 14, 2019.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Stock options vest at a rate of 20% per year commencing on November 14, 2019.