SEC Form 4 · accession 0001247524-19-000074
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Lussier
Officer — Senior VP - Sales & Marketing
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2019 | M | 612 | $0.00 | A | 1,470 | D | |
| Common Stock | Mar 5, 2019 | F | 180 | $28.55 | D | 1,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Mar 5, 2019 | M | 612 | D | — | — | Common Stock | 612 | 1,225 | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock | 2,770 | 2,770 | D |
Explanation of responses
- F1Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis.
- F2Represents the withholding of shares for tax purposes.
- F3The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
- F4The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.