SEC Form 4 · accession 0001247524-19-000044
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack K. Richardson
Officer — Chief Operating Officer
Period of report
May 17, 2017
Accepted (ET)
Mar 5, 2019 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 17, 2017 | A | 200 | — | A | 200 | I | Held jointly with son |
| Common StockF1 | holding | — | — | — | 38,718 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 23,535 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.
- F2Mr. Richardson's son acquired these shares of common stock, and until recently Mr. Richardson was unaware that the shares were titled jointly in his name. Because this joint titling was unknown to Mr. Richardson, the shares of common stock were not previously reported in Mr. Richardson's Section 16 filings.