SEC Form 4 · accession 0001247524-19-000042
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelli K. Gant
Officer — Chief Administrative Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 28, 2019 | S | 10,000 | $28.83 | D | 16,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017, which plan became effective January 8, 2018.
- F2Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.69 to $28.99, inclusive. The reporting person undertakes to provide to HCC, any security holder of HCC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.