SEC Form 4 · accession 0001247524-19-000018
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip C Monroe
Officer — General Counsel
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | A | 2,176 | $0.00 | A | 2,176 | D | |
| Common Stock | Feb 8, 2019 | F | 754 | $27.08 | D | 1,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Feb 8, 2019 | A | 2,770 | A | — | — | Common Stock | 2,770 | 2,770 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 2,368 | 2,368 | D |
Explanation of responses
- F1Represents the issuance of shares of common stock of the issuer pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 based on the issuer's performance during the performance period from January 1, 2018 through December 31, 2018. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.
- F2Represents the withholding of shares for tax purposes.
- F3The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.
- F4The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant.