SEC Form 4 · accession 0001247524-19-000002
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale W Boyles
Officer — Chief Financial Officer
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2019 | A | 3,137 | — | A | 37,564 | D | |
| Common StockF2 | Jan 1, 2019 | F | 1,087 | $24.11 | D | 36,477 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted 15,689 shares of restricted stock on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, 3,137 of which vested on January 1, 2019.
- F2Includes 9,415 shares of restricted stock granted to the reporting person on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on January 1, 2020, January 1, 2021 and January 1, 2022.
- F3Represents the withholding of shares for tax purposes.