SEC Form 4/A · accession 0001247524-18-000162
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Walter J Scheller
Officer — Chief Executive Officer · Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 5, 2018 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 31, 2018 | S | 34,250 | $27.32 | D | 81,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017, which plan became effective January 8, 2018.
- F2Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.10 to $27.79, inclusive. The reporting person undertakes to provide to HCC, any security holder of HCC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3Includes 47,067 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 1, 2019, April 1, 2020 and April 1, 2021.
Remarks
Amended to reflect that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, as noted in footnote 1.