SEC Form 4 · accession 0001140361-17-016411
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Henry R Kravis
10% Owner
George R Roberts
10% Owner
Kohlberg Kravis Roberts & Co. L.P.
10% Owner
KKR & Co. L.P.
10% Owner
KKR Management Holdings Corp
10% Owner
KKR Management Holdings L.P.
10% Owner
KKR Management LLC
10% Owner
KKR Group Ltd
10% Owner
KKR Group Holdings L.P.
10% Owner
KKR Credit Advisors (US) LLC
10% Owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 19, 2017 | S | 2,389,274 | $17.8125 | D | 4,071,745 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the $19.00 initial public offering price per share of common stock of Warrior Met Coal, Inc. ("Common Stock"), less the underwriting discount of $1.1875 per share.
- F2Includes shares of Common Stock held in funds or client accounts for which KKR Credit Advisors (US) LLC serves as an investment advisor. Kohlberg Kravis Roberts & Co. L.P. is the sole member of KKR Credit Advisors (US) LLC. KKR Management Holdings L.P. is the general partner of Kohlberg Kravis Roberts & Co. L.P. KKR Management Holdings Corp. is the general partner of KKR Management Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Management Holdings Corp. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
- F3Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.