SEC Form 4 · accession 0001127602-18-019985

WARRIOR MET COAL, INC. · HCC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Commercial Officer

Period of report

Jun 1, 2018

Accepted (ET)

Jun 5, 2018 · 3:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001691303

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 1, 2018	M	2,420	$0.00	A	22,933	D
Common Stock^F2	Jun 1, 2018	F	711	$28.38	D	22,222	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4	—	Jun 1, 2018	M	2,420	D	—	—	Common Stock	2,420	4,843	D
Restricted Stock Units^F5	—	holding	—	—	—	—	—	Common Stock	2,691	2,691	D

F1Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis.
F2Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.
F3Represents the withholding of shares for tax purposes.
F4The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned.
F5The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant.