SEC Form 4 · accession 0001127602-18-017384
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D. Williams
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2018 | A | 6,778 | — | A | 39,370 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted (i) 14,526 shares of restricted stock on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), 5,810 of which vested on May 10, 2018, and (ii) 4,844 shares of restricted stock on February 24, 2017 under the 2016 Plan, 968 of which vested on May 10, 2018.
- F2Includes (i) 8,716 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on April 1, 2019, April 1, 2020 and April 1, 2021, and (ii) 3,876 shares of restricted stock granted to the reporting person on February 24, 2017 under the 2016 Plan, which vest in equal installments on February 24, 2019, February 24, 2020, February 24, 2021 and February 24, 2022.