SEC Form 4 · accession 0001127602-18-017382
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael T Madden
Officer — Chief Commercial Officer
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 10, 2018 | A | 9,296 | — | A | 23,243 | D | |
| Common StockF2 | May 10, 2018 | F | 3,008 | $26.45 | D | 20,235 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted 23,243 shares of restricted stock on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, 9,296 of which vested on May 10, 2018.
- F2Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021.
- F3Represents the withholding of shares for tax purposes.