SEC Form 4 · accession 0001127602-18-015647
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Schumacher
Director
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | M | 1,388 | — | A | 4,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 27, 2018 | M | 1,388 | D | — | — | Common Stock | 1,388 | 2,778 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock | 3,151 | 3,151 | D |
Explanation of responses
- F1Represents the vesting and settlement of restricted stock units, which convert into common stock on a one-for-one basis.
- F2The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 27, 2017, the date of grant.
- F3The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of April 23, 2018, the date of grant.