SEC Form 4 · accession 0000899243-17-025481
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D. Williams
Director
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 8:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | A | 38,742 | $0.00 | A | 38,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Williams's control. Mr. Williams was granted 14,527 shares and 4,844 shares of restricted stock on April 1, 2016 and February 24, 2017, respectively (the "Tranche B Shares"), under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"). Mr. Williams was also granted 14,527 shares and 4,844 shares of restricted stock on April 1, 2016 and February 24, 2017, respectively (the "Tranche C Shares"), under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017.