SEC Form 4 · accession 0000899243-17-025477
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Chopin
Officer — Chief Accounting Officer
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 8:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | A | 29,054 | $0.00 | A | 29,054 | D | |
| Common Stock | Nov 2, 2017 | F | 7,948 | $26.78 | D | 21,106 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of restricted stock upon the satisfaction of conditions outside of Mr. Chopin's control. Mr. Chopin was granted 14,527 shares of restricted stock on April 20, 2016 (the "Tranche B Shares") under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan") and 14,527 shares of restricted stock on April 20, 2016 (the "Tranche C Shares") under the 2016 Plan. Each of the Tranche B Shares and the Tranche C Shares vested and settled into shares of common stock on November 2, 2017.
- F2Represents the withholding of shares for tax purposes.