SEC Form 4 · accession 0000899243-17-015310
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack K. Richardson
Officer — Chief Operating Officer
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 1, 2017 | A | 12,258 | A | — | — | Common Stock | 12,258 | 12,258 | D |
Explanation of responses
- F1All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and will be fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned.