SEC Form 4 · accession 0000899243-17-010539
WARRIOR MET COAL, INC. · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen D. Williams
Director
Period of report
Apr 19, 2017
Accepted (ET)
Apr 19, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001691303
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 19, 2017 | A | 13,157 | A | — | — | Common Stock | 13,157 | 13,157 | D |
Explanation of responses
- F1All of the reported restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and vested as of April 19, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis in a single installment on the earlier to occur of (i) a change of control or (ii) the fifth anniversary of the date of grant.