SEC Form 4 · accession 0001562180-19-001886
ASV HOLDINGS, INC. · ASV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Rooney
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 7:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2019 | A | 9,836 | $3.05 | A | 12,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units immediately vested upon grant. The shares of phantom stock represent a right to receive one share of common stock of ASV upon settlement at ASV's election, but in any event shares will be delivered to the reporting person no later than March 11, 2020.