SEC Form 4 · accession 0001562180-19-000228
ASV HOLDINGS, INC. · ASV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew M Rooke
Officer — Chief Executive Officer · Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 7:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2019 | F | 1,752 | $2.67 | D | 69,856 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered in payment of tax withholding due upon vesting of restricted stock units.