SEC Form 4 · accession 0000950138-17-000812
ASV HOLDINGS, INC. · ASV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Joseph DiBiagio
Officer — Chief Operating Officer
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2017 | A | 14,944 | $0.00 | A | 38,392 | D | |
| Common StockF2 | Dec 14, 2017 | F | 602 | $8.03 | D | 37,790 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The grant vests 33% on December 14, 2018, 33% on December 16, 2019 and 34% on December 14, 2020.
- F2Shares surrendered in payment of tax withholding due upon vesting of restricted stock units.