SEC Form 4/A · accession 0000950138-17-000467
ASV HOLDINGS, INC. · ASV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Joseph DiBiagio
Officer — Chief Operating Officer
Period of report
Jun 2, 2017
Accepted (ET)
Jun 7, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | A | 11,042 | $0.00 | A | 11,042 | D | |
| Common StockF2 | Jun 2, 2017 | A | 12,406 | $0.00 | A | 23,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units issued upon the conversion of previously outstanding restricted stock units that related to common stock of, and were issued by, Manitex International, Inc.
- F2Amended to reflect an additional grant of restricted shares that was inadvertently omitted from the Reporting Person's Form 4 filed on June 6, 2017.