SEC Form 4 · accession 0000899243-18-029038
Alta Mesa Resources, Inc. /DE · AMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
High Mesa Holdings GP, LLC
10% Owner
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1,F3,F4 | — | Nov 13, 2018 | J | 2,752,312 | D | Aug 8, 2018 | — | Class A Common Stock | 2,752,312 | 181,329,784 | I |
Explanation of responses
- F1Common units of SRII Opco, LP and an equal number of shares of Class C Common Stock of Alta Mesa Resources, Inc. (the "Company"), are convertible, as a unit, into an equal number of shares of Class A Common Stock of the Company and have no expiration date.
- F2The securities were distributed to MME Mission Hope, LLC ("Mission Hope") by High Mesa Holdings, LP ("HMH LP") in exchange for Mission Hope's Class A Common Units in HMH LP (the "Distribution").
- F3In the Distribution, the common units of SRII Opco, LP and shares of Class C Common Stock of the Company, considered as a unit, were exchanged for Mission Hope's Class A Common Units in HMH LP in redemption of the Class A Common Units. No value was assigned to any of the securities in the transaction.
- F4(a) 134,422,824 common units of SRII Opco, LP and an equal number of shares of Class C Common Stock of Alta Mesa Resources, Inc. (the "Company"), which are convertible, as a unit, into an equal number of shares of Class A Common Stock of the Company and (b) 46,906,960 common units of SRII Opco, LP and an equal number of shares of Class C Common Stock of the Company that are issuable if the Class A Common Stock trades above certain thresholds (the "Earn-Out Shares"), in each case beneficially owned by HMH LP, of which High Mesa Holdings GP, LLC is the sole general partner