SEC Form 4 · accession 0001437749-26-030682
NEWMARK GROUP, INC. · NMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Alvarado
Officer — Chief Operating Officer
Period of report
Sep 16, 2026
Accepted (ET)
Sep 17, 2026 · 4:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001690680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Sep 16, 2026 | D | 16,448 | $14.19 | D | 7,917 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 16, 2026, Newmark Group, Inc. (the "Company") repurchased an aggregate of 16,448 shares of its Class A common stock, par value $0.01 per share ("Class A Common Stock") beneficially owned by the reporting person. The sale price per share was the closing price per share of a share of the Class A Common Stock on the Nasdaq Global Select Market on September 16, 2026. The transaction was approved by the Audit Committee and Compensation Committee of the Company pursuant to the Company's stock buyback authorization and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
- F2Consists of (i) 2,640 shares of Class A Common Stock held directly and (ii) 5,277 shares of Class A Common Stock received as restricted stock awards that vest ratably on each of September 1, 2027 and 2028, provided that the reporting person is still providing substantial services for the Company or any of its affiliates through the applicable vesting date.