SEC Form 4 · accession 0001437749-18-021790
NEWMARK GROUP, INC. · NMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virginia S Bauer
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 8:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.01 per shareF1 | Dec 7, 2018 | P | 10,000 | $8.38 | A | 19,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 9,433 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.01 per share. Of the 9,433 RSUs, 2,460 RSUs will vest on June 29, 2019, 2,257 RSUs will vest on September 25, 2019, 2,460 RSUs will vest on June 29, 2020 and 2,256 RSUs will vest on September 25, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.