SEC Form 4 · accession 0001437749-18-017490
NEWMARK GROUP, INC. · NMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Virginia S Bauer
Director
Period of report
Sep 25, 2018
Accepted (ET)
Sep 26, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Sep 25, 2018 | A | 4,513 | $0.00 | A | 9,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 4,513 shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") are represented by 4,513 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 4,513 RSUs, 2,257 RSUs will vest on September 25, 2019 and 2,256 RSUs will vest on September 25, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.
- F2Includes 4,920 RSUs granted on June 29, 2018, 2,460 RSUs of which will vest on June 29, 2019 and the remaining 2,460 RSUs of which will vest on June 29, 2020, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.