SEC Form 4 · accession 0001437749-17-021048
NEWMARK GROUP, INC. · NMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Dalton
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Dec 19, 2017 | A | 5,000 | $0.00 | A | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 5,000 shares of Class A Common Stock, par value 0.01 per share (the "Class A Common Stock"), are represented by 5,000 restricted stock units ("RSUs") granted under the Newmark Group, Inc. Long Term Incentive Plan calculated on the basis of the initial public offering price of $14.00 per share. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 5,000 RSUs, 2,500 RSUs will vest on December 19, 2018 and 2,500 RSUs will vest on December 19, 2019, provided that the reporting person continues to serve as a member of the Board of Directors on such dates.