SEC Form 4 · accession 0001690334-18-000036
SEACOR Marine Holdings Inc. · SMHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Gellert
Officer — President and CEO · Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2018 | A | 25,000 | $0.00 | A | 91,887 | D | |
| Common StockF2,F3 | Apr 26, 2018 | P | 50,000 | $20.00 | A | 95,158 | I | JMG GST LLC |
| Common StockF4 | holding | — | — | — | 7,595 | I | MCG Assets LLC | |
| Common StockF5 | holding | — | — | — | 22,030 | I | JMG Assets LLC | |
| Common StockF6 | holding | — | — | — | 31,208 | I | MEG Assets LLC | |
| Common StockF3 | holding | — | — | — | 95,158 | I | JMG GST LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F7 | $22.04 | Apr 24, 2018 | A | 10,000 | A | — | Apr 24, 2028 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The restricted stock award reported on this Form 4 will lapse in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.
- F2The Common Shares were purchased by JMG GST LLC in a private placement of Common Shares that closed on April 26, 2018.
- F3The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC.
- F4The Reporting Person serves as the manager of MCG Assets LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- F5The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.
- F6The Reporting Person serves as the manager of MEG Assets LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- F7The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.