SEC Form 3 · accession 0001357550-19-000043
FORUM MARKETS Inc · FRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 5, 2019
Accepted (ET)
Mar 12, 2019 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | holding | — | — | — | 1,067,860 | I | See footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported herein represent shares beneficially owned by two private investment funds for which Weiss Asset Management LP serves as investment manager. WAM GP LLC is the general partner of Weiss Asset Management LP and Andrew Weiss is the Managing Member of WAM GP LLC. All of Weiss Asset Management LP, WAM GP LLC, and Andrew Weiss disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest therein.