SEC Form 3 · accession 0001213900-17-006083
FORUM MARKETS Inc · FRMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sherman
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 1, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001690080
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| No securities beneficially ownedF1 | holding | — | — | — | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Sherman does not beneficially own any shares of common stock of the issuer. However, Mr. Sherman has a pecuniary interest in shares of common stock through his ownership of membership interests of KBL IV Sponsor LLC.