SEC Form 4 · accession 0001209191-18-059673
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean Stoecker
Officer — Chairman of the Board & CEO · Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Nov 19, 2018 | S | 9,623 | $52.79 | D | 70,377 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F4,F3 | Nov 19, 2018 | S | 2,382 | $54.06 | D | 67,995 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F5,F3 | Nov 19, 2018 | S | 1,995 | $54.86 | D | 66,000 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F6,F3 | Nov 19, 2018 | S | 3,400 | $55.87 | D | 62,600 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F7,F3 | Nov 19, 2018 | S | 1,600 | $56.75 | D | 61,000 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F8,F3 | Nov 19, 2018 | S | 500 | $58.05 | D | 60,500 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F9,F3 | Nov 19, 2018 | S | 500 | $59.21 | D | 60,000 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F10,F3 | Nov 20, 2018 | S | 1,200 | $47.46 | D | 58,800 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F11,F3 | Nov 20, 2018 | S | 800 | $48.65 | D | 58,000 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F12,F3 | Nov 20, 2018 | S | 800 | $49.70 | D | 57,200 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F13,F3 | Nov 20, 2018 | S | 16,700 | $50.73 | D | 40,500 | I | By DBRA, Limited Partnership |
| Class A Common StockF1,F14,F3 | Nov 20, 2018 | S | 500 | $51.48 | D | 40,000 | I | By DBRA, Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 11, 2017.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.07 to $47.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.27 to $49.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.29 to $50.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.33 to $51.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.35 to $51.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.42 to $53.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3The Reporting Person serves as the general partner of DBRA, Limited Partnership ("DBRA"), and pursuant to the provisions of the partnership agreement of DBRA, has voting and dispositive authority with respect to the shares owned by DBRA.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.42 to $54.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.42 to $55.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.42 to $56.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.46 to $57.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.60 to $58.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.