SEC Form 4 · accession 0001209191-18-002862
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth Greenberg
Officer — Chief Marketing Officer
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 5, 2018 | A | 11,116 | $0.00 | A | 12,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $27.09 | Jan 5, 2018 | A | 26,378 | A | — | Jan 5, 2028 | Class A Common Stock | 26,378 | 26,378 | D |
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). 1/4th of the total RSUs will vest on January 1, 2019, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
- F2Includes 1,102 shares acquired under the Alteryx, Inc. employee stock purchase plan on August 14, 2017.
- F3The stock option vests and becomes exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.