SEC Form 4 · accession 0001144204-17-063176
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayendra Das
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 7, 2017 | J | 927,127 | $0.00 | D | 0 | I | By Sapphire Ventures Fund I, L.P. |
| Class A Common StockF3 | holding | — | — | — | 165,156 | I | By LLC | |
| Class A Common StockF4,F5 | holding | — | — | — | 10,714 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Refers to shares held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire LLC"), the general partner of Sapphire LP, and as such shares voting and dispositive power with regard to the shares directly held by Sapphire LP. The Reporting Person disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
- F2Sapphire LP made a pro-rata distribution for no consideration of Class A Common Stock of Alteryx, Inc. (the "Issuer") to its general partner and limited partner on December 7, 2017. The limited partner received 927,127 shares in the distribution. Sapphire LLC, general partner of Sapphire LP, received 165,156 shares in the distribution (a change of form of beneficial ownership without a change of pecuniary interest exempt from reporting under Rule 16a-13). The total number of shares distributed was 1,092,283 shares.
- F3Refers to shares held by Sapphire LLC (see footnote 2).
- F4Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
- F5Under Sapphire LLC's operating agreement, the Reporting Person is deemed to hold the Class A Common Stock for the benefit of Sapphire LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.