SEC Form 4 · accession 0001140361-17-013827
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 29, 2017 | A | 209,429 | $14.00 | A | 209,429 | D | |
| Class A Common Stock | Mar 29, 2017 | A | 54,173 | $14.00 | A | 54,173 | D | |
| Class A Common Stock | Mar 29, 2017 | A | 66,424 | $14.00 | A | 66,424 | D | |
| Class A Common Stock | Mar 29, 2017 | A | 7,474 | $14.00 | A | 7,474 | D | |
| Class A Common Stock | Mar 29, 2017 | A | 195,796 | $14.00 | A | 195,796 | D | |
| Class A Common Stock | Mar 29, 2017 | A | 141,704 | $14.00 | A | 141,704 | D | |
| Class A Common StockF1 | Mar 29, 2017 | A | 337,500 | $14.00 | A | 337,500 | I | See footnote |
| Class A Common StockF1 | Mar 29, 2017 | A | 337,500 | $14.00 | A | 337,500 | I | See footnote |
| Class A Common StockF1 | Mar 29, 2017 | A | 675,000 | $14.00 | A | 675,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 688,504 | D | — | — | Class B Common Stock | 688,504 | 0 | D |
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 178,096 | D | — | — | Class A Common Stock | 178,096 | 0 | D |
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 218,372 | D | — | — | Class B Common Stock | 218,372 | 0 | D |
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 24,572 | D | — | — | Class B Common Stock | 24,572 | 0 | D |
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 643,689 | D | — | — | Class B Common Stock | 643,689 | 0 | D |
| Series B Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 465,856 | D | — | — | Class B Common Stock | 465,856 | 0 | D |
| Series B Preferred StockF3,F4,F5,F2 | — | Mar 29, 2017 | C | 1,109,544 | D | — | — | Class B Common Stock | 1,109,544 | 0 | I |
| Series B Preferred StockF3,F4,F5,F2 | — | Mar 29, 2017 | C | 1,109,544 | D | — | — | Class B Common Stock | 1,109,544 | 0 | I |
| Series B Preferred StockF3,F4,F5,F2 | — | Mar 29, 2017 | C | 2,219,089 | D | — | — | Class B Common Stock | 2,219,089 | 0 | I |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 567,700 | D | — | — | Class B Common Stock | 567,700 | 0 | D |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 146,848 | D | — | — | Class B Common Stock | 146,848 | 0 | D |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 180,057 | D | — | — | Class B Common Stock | 180,057 | 0 | D |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 20,261 | D | — | — | Class B Common Stock | 20,261 | 0 | D |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 530,748 | D | — | — | Class B Common Stock | 530,748 | 0 | D |
| Series C Preferred StockF3,F4,F2 | — | Mar 29, 2017 | C | 384,118 | D | — | — | Class B Common Stock | 384,118 | 0 | D |
| Series C Preferred StockF3,F4,F6,F2 | — | Mar 29, 2017 | C | 914,866 | D | — | — | Class B Common Stock | 914,866 | 0 | I |
| Series C Preferred StockF3,F4,F6,F2 | — | Mar 29, 2017 | C | 914,866 | D | — | — | Class B Common Stock | 914,866 | 0 | I |
| Series C Preferred StockF3,F4,F6,F2 | — | Mar 29, 2017 | C | 1,829,732 | D | — | — | Class B Common Stock | 1,829,732 | 0 | I |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 1,256,204 | A | — | — | Class A Common Stock | 1,256,204 | 3,993,269 | D |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 324,944 | A | — | — | Class A Common Stock | 324,944 | 1,032,943 | D |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 398,429 | A | — | — | Class A Common Stock | 398,429 | 1,266,543 | D |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 44,833 | A | — | — | Class A Common Stock | 44,833 | 142,515 | D |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 1,174,437 | A | — | — | Class A Common Stock | 1,174,437 | 3,733,342 | D |
| Class B Common StockF3,F4 | — | Mar 29, 2017 | C | 849,974 | A | — | — | Class A Common Stock | 849,974 | 2,701,933 | D |
| Class B Common StockF3,F4,F7 | — | Mar 29, 2017 | C | 2,024,410 | A | — | — | Class A Common Stock | 2,024,410 | 6,435,270 | I |
| Class B Common StockF3,F4,F7 | — | Mar 29, 2017 | C | 2,024,410 | A | — | — | Class A Common Stock | 2,024,410 | 6,435,270 | I |
| Class B Common StockF3,F4,F7 | — | Mar 29, 2017 | C | 4,048,821 | A | — | — | Class A Common Stock | 4,048,821 | 12,870,545 | I |
Explanation of responses
- F1See Exhibit 99.1 for footnote 1.
- F2See Exhibit 99.1 for footnote 2.
- F3See Exhibit 99.1 for footnote 3.
- F4See Exhibit 99.1 for footnote 4.
- F5See Exhibit 99.1 for footnote 5.
- F6See Exhibit 99.1 for footnote 6.
- F7See Exhibit 99.1 for footnote 7.
Remarks
Due to the limitation on the number of rows allowed on a Form 4, Insight Venture Associates Coinvestment III, L.P. and Insight Venture Associates Coinvestment III, Ltd. report on a separate Form 4.