SEC Form 4 · accession 0001140361-17-013825
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 29, 2017 | A | 337,500 | $14.00 | A | 337,500 | I | See footnote |
| Class A Common StockF1 | Mar 29, 2017 | A | 337,500 | $14.00 | A | 337,500 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF3,F4,F5,F2 | — | Mar 29, 2017 | C | 1,109,545 | D | — | — | Class B Common Stock | 1,109,545 | 0 | I |
| Series B Preferred StockF3,F4,F5,F2 | — | Mar 29, 2017 | C | 1,109,545 | D | — | — | Class B Common Stock | 1,109,545 | 0 | I |
| Series C Preferred StockF3,F4,F6,F2 | — | Mar 29, 2017 | C | 914,866 | D | — | — | Class B Common Stock | 914,866 | 0 | I |
| Series C Preferred StockF3,F4,F6,F2 | — | Mar 29, 2017 | C | 914,866 | D | — | — | Class B Common Stock | 914,866 | 0 | I |
| Class B Common StockF3,F4,F7 | — | Mar 29, 2017 | C | 2,024,411 | A | — | — | Class A Common Stock | 2,024,411 | 6,435,275 | I |
| Class B Common StockF3,F4,F7 | — | Mar 29, 2017 | C | 2,024,411 | A | — | — | Class A Common Stock | 2,024,411 | 6,435,275 | I |
Explanation of responses
- F1See Exhibit 99.1 for footnote 1.
- F2See Exhibit 99.1 for footnote 2.
- F3See Exhibit 99.1 for footnote 3.
- F4See Exhibit 99.1 for footnote 4.
- F5See Exhibit 99.1 for footnote 5.
- F6See Exhibit 99.1 for footnote 6.
- F7See Exhibit 99.1 for footnote 7.
Remarks
Due to the limitation on the number of rows allowed on a Form 4, the Insight Coinvestment III Funds (as defined below) report such funds' beneficial ownership on a separate Form 4.