SEC Form 4 · accession 0001140361-17-013823
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Horing
Director
Period of report
Mar 29, 2017
Accepted (ET)
Mar 29, 2017 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Mar 29, 2017 | A | 675,000 | $14.00 | A | 675,000 | I | See Footnotes |
| Class A Common StockF1 | holding | — | — | — | 10,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF4,F5,F2,F6,F7,F3 | — | Mar 29, 2017 | C | 2,219,089 | D | — | — | Class B Common Stock | 2,219,089 | 0 | I |
| Series C Preferred StockF4,F5,F2,F6,F8,F3 | — | Mar 29, 2017 | C | 1,829,732 | D | — | — | Class B Common Stock | 1,829,732 | 0 | I |
| Class B Common StockF4,F5,F2,F6,F9 | — | Mar 29, 2017 | C | 4,048,821 | A | — | — | Class A Common Stock | 4,048,821 | 12,870,545 | I |
Explanation of responses
- F1See Exhibit 99.1 for footnote 1.
- F2See Exhibit 99.1 for footnote 2.
- F3See Exhibit 99.1 for footnote 3.
- F4See Exhibit 99.1 for footnote 4.
- F5See Exhibit 99.1 for footnote 5.
- F6See Exhibit 99.1 for footnote 6.
- F7See Exhibit 99.1 for footnote 7.
- F8See Exhibit 99.1 for footnote 8.
- F9See Exhibit 99.1 for footnote 9.
Remarks
Exhibit 99.1 - Explanation of Responses