SEC Form 4 · accession 0001140361-17-013640
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Nino Nikola Marakovic
10% Owner
Sapphire Ventures Fund I, L.P.
10% Owner
Sapphire Ventures (GPE) I, L.L.C.
10% Owner
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 24, 2017 | A | 10,714 | $0.00 | A | 10,714 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
- F2The RSUs are held by Jayendra Das, a director of the Issuer. Mr. Das is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire"). Under Sapphire's operating agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire, except to the extent of his pecuniary interest therein. Shares of the Issuer's Class A Common Stock will be delivered to Mr. Das following vesting.