SEC Form 4 · accession 0001140361-17-013637
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jayendra Das
Director · 10% Owner
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 24, 2017 | A | 10,714 | $0.00 | A | 10,714 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
- F2Under Sapphire Ventures (GPE) I, LLC's ("Sapphire") operating agreement, the Reporting Person is deemed to hold the common stock for the benefit of Sapphire. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.