SEC Form 4 · accession 0001104659-19-013200
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Insight Holdings Group, LLC
10% Owner
Insight Venture Partners VIII, L.P.
10% Owner
IVP (Venice), L.P.
10% Owner
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3 | Mar 4, 2019 | C | 775,661 | — | A | 985,090 | I | See Footnotes |
| Class A Common StockF1,F4 | Mar 4, 2019 | C | 200,641 | — | A | 254,814 | I | See Footnotes |
| Class A Common StockF1,F5 | Mar 4, 2019 | C | 246,016 | — | A | 312,440 | I | See Footnotes |
| Class A Common StockF1,F6 | Mar 4, 2019 | C | 27,682 | — | A | 35,156 | I | See Footnotes |
| Class A Common StockF2,F3 | Mar 4, 2019 | J | 775,661 | — | D | 209,429 | I | See Footnotes |
| Class A Common StockF2,F4 | Mar 4, 2019 | J | 200,641 | — | D | 54,173 | I | See Footnotes |
| Class A Common StockF2,F5 | Mar 4, 2019 | J | 246,016 | — | D | 66,424 | I | See Footnotes |
| Class A Common StockF2,F6 | Mar 4, 2019 | J | 27,682 | — | D | 7,474 | I | See Footnotes |
| Class A Common StockF2,F8 | Mar 4, 2019 | J | 31,695 | — | A | 67,304 | I | See Footnote |
| Class A Common StockF7 | holding | — | — | — | 762 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Mar 4, 2019 | C | 775,661 | D | — | — | Class A Common Stock | 775,661 | 1,511,156 | D |
| Class B Common StockF1 | — | Mar 4, 2019 | C | 200,641 | D | — | — | Class A Common Stock | 200,641 | 390,891 | D |
| Class B Common StockF1 | — | Mar 4, 2019 | C | 246,016 | D | — | — | Class A Common Stock | 246,016 | 479,292 | D |
| Class B Common StockF1 | — | Mar 4, 2019 | C | 27,682 | D | — | — | Class A Common Stock | 27,682 | 53,932 | D |
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
- F8See Exhibit 99.1
Remarks
This Form 4 is one of two Forms 4 filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons. Each Form 4 is filed by Designated Filer, Insight Holdings Group, LLC. Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures