SEC Form 4 · accession 0001104659-18-052325
Alteryx, Inc. · AYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Aug 13, 2018 | C | 775,660 | — | A | 985,089 | D | |
| Class A Common StockF2 | Aug 13, 2018 | C | 200,641 | — | A | 254,814 | D | |
| Class A Common StockF2 | Aug 13, 2018 | C | 246,016 | — | A | 312,440 | D | |
| Class A Common StockF2 | Aug 13, 2018 | C | 27,682 | — | A | 35,156 | D | |
| Class A Common StockF2 | Aug 13, 2018 | C | 725,172 | — | A | 920,968 | D | |
| Class A Common StockF2 | Aug 13, 2018 | C | 524,829 | — | A | 666,533 | D | |
| Class A Common StockF2,F1 | Aug 13, 2018 | C | 1,249,999 | — | A | 1,587,499 | I | See Footnote |
| Class A Common StockF2,F1 | Aug 13, 2018 | C | 1,249,999 | — | A | 1,587,499 | I | See Footnote |
| Class A Common StockF2,F1 | Aug 13, 2018 | C | 2,500,000 | — | A | 3,175,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Aug 13, 2018 | C | 775,660 | D | — | — | Class A Common Stock | 775,660 | 3,217,609 | D |
| Class B Common StockF2 | — | Aug 13, 2018 | C | 200,641 | D | — | — | Class A Common Stock | 200,641 | 832,302 | D |
| Class B Common StockF2 | — | Aug 13, 2018 | C | 246,016 | D | — | — | Class A Common Stock | 246,016 | 1,020,527 | D |
| Class B Common StockF2 | — | Aug 13, 2018 | C | 27,682 | D | — | — | Class A Common Stock | 27,682 | 114,833 | D |
| Class B Common StockF2 | — | Aug 13, 2018 | C | 725,172 | D | — | — | Class A Common Stock | 725,172 | 3,008,170 | D |
| Class B Common StockF2 | — | Aug 13, 2018 | C | 524,829 | D | — | — | Class A Common Stock | 524,829 | 2,177,104 | D |
| Class B Common StockF2,F3 | — | Aug 13, 2018 | C | 1,249,999 | D | — | — | Class A Common Stock | 1,249,999 | 5,185,271 | I |
| Class B Common StockF2,F3 | — | Aug 13, 2018 | C | 1,249,999 | D | — | — | Class A Common Stock | 1,249,999 | 5,185,271 | I |
| Class B Common StockF2,F3 | — | Aug 13, 2018 | C | 2,500,000 | D | — | — | Class A Common Stock | 2,500,000 | 10,370,545 | I |
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
Remarks
Due to the limitation on the number of rows allowed on a Form 4, Insight Venture Associates Coinvestment III, L.P. and Insight Venture Associates Coinvestment III, Ltd. report on a separate Form 4. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures