SEC Form 4 · accession 0001209191-19-007869
Biohaven Pharmaceutical Holding Co Ltd. · BHVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Aguiar
Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 4, 2019 | M | 10,000 | $25.51 | A | 10,000 | I | By Spouse |
| Common Shares | Feb 4, 2019 | M | 7,609 | $20.79 | A | 17,609 | I | By Spouse |
| Common SharesF2 | Feb 4, 2019 | M | 17,609 | $42.54 | D | 0 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $25.51 | Feb 4, 2019 | M | 10,000 | D | — | Aug 3, 2027 | Common Shares | 10,000 | 30,000 | I |
| Employee Stock Option (Right to Buy)F4,F5 | $20.79 | Feb 4, 2019 | M | 7,609 | D | — | Dec 6, 2027 | Common Shares | 7,609 | 22,827 | I |
Explanation of responses
- F1These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person's spouse.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.54 - $42.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3The shares underlying this option vest in four equal installments on July 5, 2018, 2019, 2020 and 2021, subject to the optionholder's continuous service with the Issuer at each vesting date.
- F4This employee stock option is held by the Reporting Person's spouse.
- F5The shares underlying this option vest in four equal installments on December 7, 2018, 2019, 2020 and 2021, subject to the optionholder's continuous service with the Issuer at each vesting date.