SEC Form 4 · accession 0001209191-17-058948
Biohaven Pharmaceutical Holding Co Ltd. · BHVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vlad Coric
Officer — Chief Executive Officer · Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 2, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001689813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Oct 31, 2017 | S | 25,828 | $29.04 | D | 624,172 | I | See Footnote |
| Common SharesF4,F3 | Oct 31, 2017 | S | 23,122 | $29.96 | D | 601,050 | I | See Footnote |
| Common SharesF5,F3 | Oct 31, 2017 | S | 1,050 | $30.51 | D | 600,000 | I | See Footnote |
| Common SharesF2,F6 | Oct 31, 2017 | S | 25,827 | $29.04 | D | 624,173 | I | See Footnote |
| Common SharesF4,F6 | Oct 31, 2017 | S | 23,123 | $29.96 | D | 601,050 | I | See Footnote |
| Common SharesF5,F6 | Oct 31, 2017 | S | 1,050 | $30.51 | D | 600,000 | I | See Footnote |
| Common SharesF7,F3 | Nov 1, 2017 | S | 18,074 | $29.10 | D | 581,926 | I | See Footnote |
| Common SharesF8,F3 | Nov 1, 2017 | S | 6,926 | $29.62 | D | 575,000 | I | See Footnote |
| Common SharesF7,F6 | Nov 1, 2017 | S | 18,074 | $29.10 | D | 581,926 | I | See Footnote |
| Common SharesF8,F6 | Nov 1, 2017 | S | 6,926 | $29.62 | D | 575,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.38 - $29.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3These shares are held by The Vladimir Coric Family Trust 2013.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.38 - $30.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.44 - $30.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- F6The shares are held by The Vladimir Coric Marital Trust 2013.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.45 - $29.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.45 - $29.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (11) to this Form 4.