SEC Form 4 · accession 0001562180-19-001191
Foundation Building Materials, Inc. · FBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Carpenter
Officer — VP Business Development
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001688941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Feb 19, 2019 | A | 8,690 | A | — | — | Common Stock | 8,690 | 8,690 | D |
| Stock Option (Right to Purchase)F2 | $9.44 | Feb 19, 2019 | A | 14,480 | A | — | Feb 19, 2029 | Common Stock | 14,480 | 14,480 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. The RSUs vest in four equal annual installments on each of March 12, 2020, March 12, 2021, March 12, 2022 and March 12, 2023.
- F2The stock options vest in four equal annual installments on each of March 12, 2020, March 12, 2021, March 12, 2022 and March 12, 2023.